-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Lyhn1FWrCev2Pl9ohcAssmjU5DqyhTcCx4QU/OIAIlzJklnqvlQgV7K+a3Xd7fwu H6lhvuUXlBAZhuO5/H86Jg== 0001131403-03-000010.txt : 20030618 0001131403-03-000010.hdr.sgml : 20030618 20030618155005 ACCESSION NUMBER: 0001131403-03-000010 CONFORMED SUBMISSION TYPE: SC 13D PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20030618 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: DAVIS S ROBERT CENTRAL INDEX KEY: 0001131403 FILING VALUES: FORM TYPE: SC 13D BUSINESS ADDRESS: STREET 1: 13900 CONLAN CIRCLE STREET 2: STE 150 CITY: CHARLOTTE STATE: NC ZIP: 28277 MAIL ADDRESS: STREET 1: 13900 CONLAN CIRCLE STREET 2: STE 150 CITY: CHARLOTTE STATE: NC ZIP: 28277 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: DCB FINANCIAL CORP CENTRAL INDEX KEY: 0001025877 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 311469837 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D SEC ACT: 1934 Act SEC FILE NUMBER: 005-78240 FILM NUMBER: 03748839 BUSINESS ADDRESS: STREET 1: 110 RIVERBEND AVE. CITY: LEWIS CENTER STATE: OH ZIP: 43035 BUSINESS PHONE: 740-657-7000 MAIL ADDRESS: STREET 1: 110 RIVERBEND AVE. CITY: LEWIS CENTER STATE: OH ZIP: 43035 SC 13D 1 davisfiling.txt SCHEDULE 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 3) DCB Financial Corp. (Name of Issuer) Common Shares, without par value (Title of Class of Securities) 233075100 (CUSIP Number) S. Robert Davis 5695 Avery Road Dublin, Ohio 43016 (614) 889-1143 (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) With copies to: Michael S. Jordan, Esq. Schottenstein, Zox & Dunn Co., L.P.A. 41 S. High Street, Suite 2600 Columbus, Ohio 43215 (614) 462-2283 June 13, 2003 (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of 240.13d-1(e), 240.13d-1(f), or 240.13d-1(g), check the following box. [ ] The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act. CUSIP No. 233075100 - ------------------------------------------------------------------------------ (1) Name of Reporting Person S. Robert Davis - ------------------------------------------------------------------------------- (2) Check the Appropriate Box if a Member of a Group (a) [X] (b) [ ] - ------------------------------------------------------------------------------- (3) SEC Use Only - ------------------------------------------------------------------------------- (4) Source of Funds N/A - ------------------------------------------------------------------------------- (5) Check if Disclosure of Legal Proceedings is Required Pursuant To Items 2(d) or 2(e) Not applicable. - ------------------------------------------------------------------------------- (6) Citizenship or Place of Organization United States - ------------------------------------------------------------------------------- Number of (7) Sole Voting Power 0 shares Shares ------------------------------------------------------- Beneficially (8) Shared Voting Power 0 shares Owned by ------------------------------------------------------- Each (9) Sole Dispositive Power 0 shares Reporting ------------------------------------------------------- Person With (10) Shared Dispositive Power 0 shares ------------------------------------------------------- (11) Aggregate Amount Beneficially Owned by Each Reporting Person 0 shares - ------------------------------------------------------------------------------- (12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares N/A - ------------------------------------------------------------------------------- (13) Percent of Class Represented by Amount in Row 11 0% - ------------------------------------------------------------------------------- (14) Type of Reporting Person IN - ------------------------------------------------------------------------------- CUSIP No. 233075100 - ------------------------------------------------------------------------------- (1) Name of Reporting Person Randall J. Asmo - ------------------------------------------------------------------------------- (2) Check the Appropriate Box if a Member of a Group (a) [X] (b) [ ] - ------------------------------------------------------------------------------ (3) SEC Use Only - ------------------------------------------------------------------------------- (4) Source of Funds N/A - ------------------------------------------------------------------------------- (5) Check if Disclosure of Legal Proceedings is Required Pursuant To Items 2(d) or 2(e) Not applicable. - ------------------------------------------------------------------------------- (6) Citizenship or Place of Organization United States - ------------------------------------------------------------------------------- Number of (7) Sole Voting Power 0 shares Shares ------------------------------------------------------- Beneficially (8) Shared Voting Power 0 shares Owned by ------------------------------------------------------- Each (9) Sole Dispositive Power 0 shares Reporting ------------------------------------------------------- Person With (10) Shared Dispositive Power 0 shares ------------------------------------------------------- (11) Aggregate Amount Beneficially Owned by Each Reporting Person 0 shares - ------------------------------------------------------------------------------- (12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares N/A - ------------------------------------------------------------------------------- (13) Percent of Class Represented by Amount in Row 11 0% - ------------------------------------------------------------------------------- (14) Type of Reporting Person IN - ------------------------------------------------------------------------------- CUSIP No. 233075100 - ------------------------------------------------------------------------------- (1) Name of Reporting Person Harley J. Scott - ------------------------------------------------------------------------------- (2) Check the Appropriate Box if a Member of a Group (a) [X] (b) [ ] - ------------------------------------------------------------------------------- (3) SEC Use Only - ------------------------------------------------------------------------------- (4) Source of Funds N/A - ------------------------------------------------------------------------------- (5) Check if Disclosure of Legal Proceedings is Required Pursuant To Items 2(d) or 2(e) Not applicable. - ------------------------------------------------------------------------------- (6) Citizenship or Place of Organization United States - ------------------------------------------------------------------------------- Number of (7) Sole Voting Power 0 shares Shares ------------------------------------------------------- Beneficially (8) Shared Voting Power 0 shares Owned by ------------------------------------------------------- Each (9) Sole Dispositive Power 0 shares Reporting ------------------------------------------------------- Person With (10) Shared Dispositive Power 0 shares ------------------------------------------------------- (11) Aggregate Amount Beneficially Owned by Each Reporting Person 0 shares - ------------------------------------------------------------------------------- (12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares N/A - ------------------------------------------------------------------------------- (13) Percent of Class Represented by Amount in Row 11 0% - ------------------------------------------------------------------------------- (14) Type of Reporting Person (See Instructions) IN - ------------------------------------------------------------------------------- CUSIP No. 233075100 - ------------------------------------------------------------------------------- (1) Name of Reporting Person Wallace E. Edwards - ------------------------------------------------------------------------------- (2) Check the Appropriate Box if a Member of a Group (a) [X] (b) [ ] - ------------------------------------------------------------------------------- (3) SEC Use Only - ------------------------------------------------------------------------------- (4) Source of Funds N/A - ------------------------------------------------------------------------------- (5) Check if Disclosure of Legal Proceedings is Required Pursuant To Items 2(d) or 2(e) Not applicable. - ------------------------------------------------------------------------------- (6) Citizenship or Place of Organization United States - ------------------------------------------------------------------------------- Number of (7) Sole Voting Power 0 shares Shares ------------------------------------------------------- Beneficially (8) Shared Voting Power 0 shares Owned by ------------------------------------------------------- Each (9) Sole Dispositive Power 0 shares Reporting ------------------------------------------------------- Person With (10) Shared Dispositive Power 0 shares ------------------------------------------------------- (11) Aggregate Amount Beneficially Owned by Each Reporting Person 0 shares - ------------------------------------------------------------------------------- (12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares N/A - ------------------------------------------------------------------------------- (13) Percent of Class Represented by Amount in Row 11 0% - ------------------------------------------------------------------------------- (14) Type of Reporting Person IN - ------------------------------------------------------------------------------- CUSIP No. 233075100 - ------------------------------------------------------------------------------- (1) Name of Reporting Person Charles R. Davis - ------------------------------------------------------------------------------- (2) Check the Appropriate Box if a Member of a Group (a) [X] (b) [ ] - ------------------------------------------------------------------------------- (3) SEC Use Only - ------------------------------------------------------------------------------- (4) Source of Funds N/A - ------------------------------------------------------------------------------- (5) Check if Disclosure of Legal Proceedings is Required Pursuant To Items 2(d) or 2(e) Not applicable. - ------------------------------------------------------------------------------- (6) Citizenship or Place of Organization United States - ------------------------------------------------------------------------------- Number of (7) Sole Voting Power 0 shares Shares ------------------------------------------------------- Beneficially (8) Shared Voting Power 0 shares Owned by ------------------------------------------------------- Each (9) Sole Dispositive Power 0 shares Reporting ------------------------------------------------------- Person With (10) Shared Dispositive Power 0 shares ------------------------------------------------------- (11) Aggregate Amount Beneficially Owned by Each Reporting Person 0 shares - ------------------------------------------------------------------------------- (12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares N/A - ------------------------------------------------------------------------------- (13) Percent of Class Represented by Amount in Row 11 0% - ------------------------------------------------------------------------------- (14) Type of Reporting Person IN - ------------------------------------------------------------------------------- The following constitutes Amendment No. 3 ("Amendment No. 3") to the Schedule 13D filed with the Securities and Exchange Commission by Mr. S. Robert Davis ("Mr. Davis") on May 7, 2001. This Amendment No. 3 amends the Schedule 13D as specifically set forth below. Item 3 of the Schedule 13D, "Source and Amount of Funds or Other Consideration", is hereby amended and restated as follows: Item 3. Source and Amount of Funds or Other Consideration Not applicable. Item 4 of the Schedule 13D, "Purpose of Transaction", is hereby amended and restated as follows: Item 4. Purpose of Transaction Not applicable. Item 5 of the Schedule 13D, "Interest in Securities of the Issuer", is hereby amended and restated as follows: Item 5. Interest in Securities of the Issuer S. Robert Davis (a) Mr. S. Robert Davis does not beneficially own any shares of Common Stock of the Company. (b) Not applicable. (c) Within the past sixty days, Mr. S. Robert Davis has not effected any purchases of shares of the Common Stock of the Company. (d) Not applicable. (e) June 13, 2003. Randall J. Asmo (a) Mr. Randall J. Asmo does not beneficially own any shares of Common Stock of the Company. (b) Not applicable. (c) Within the past sixty days, Mr. Randall J. Asmo has not effected any purchases of shares of the Common Stock of the Company. (d) Not applicable. (e) June 13, 2003. Harley J. Scott (a) Mr. Harley J. Scott does not beneficially own any shares of Common Stock, of the Company. (b) Not applicable. (c) Within the past sixty days, Mr. Harley J. Scott has not effected any purchases of shares of the Common Stock of the Company. (d) Not applicable. (e) June 13, 2003. Wallace E. Edwards (a) Mr. Wallace E. Edwards does not beneficially own any shares of Common Stock of the Company. (b) Not applicable. (c) Within the past sixty days, Mr. Wallace E. Edwards has not effected any purchases of shares of the Common Stock of the Company. (d) Not applicable. (e) June 13, 2003. Charles R. Davis (a) Mr. Charles R. Davis does not beneficially own any shares of Common Stock of the Company. (b) Not applicable. (c) Within the past sixty days, Mr. Charles R. Davis has not effected any purchases of shares of the Common Stock of the Company. (d) Not applicable. (e) June 13, 2003. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, each of the undersigned certifies that the information set forth in this Statement is true, complete and correct. Date: June 18, 2003 By: /s/ S. Robert Davis ---------------------------- S. Robert Davis By: /s/ Randall J. Asmo ---------------------------- Randall J. Asmo By: /s/ Harley J. Scott ---------------------------- Harley J. Scott By: /s/ Wallace E. Edwards ---------------------------- Wallace E. Edwards By: /s/ Charles R. Davis ---------------------------- Charles R. Davis -----END PRIVACY-ENHANCED MESSAGE-----